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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
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New York City, Jersey City, San Francisco, Stamford, More...
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(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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(e.g. Analyst, Hedge Fund, ...)
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181-210 of 507 Jobs Company Location Date
Compliance Analyst
Indigo City
Salary: To £45k
UK-London 04 Sep
An excellent opportunity has arisen for a Compliance Analyst to aid the Guideline Monitoring Team of an international investm...
Compliance – Senior Advisor
ConinghamLee Ltd
Salary: £65k - £80k
UK-London 04 Sep
Our client is seeking a compliance professional experienced in providing advice on day to day regulatory issues to the busine...
In house investment banking lawyer + fluent French
Not Disclosed
Salary: £ up to 70k GBP +
UK-London 04 Sep
The Company: An excellent opportunity with an Investment Bank based in London, with a branch in Paris and a subsidiary in...
Investment Compliance Officer – Sentinel
ConinghamLee Ltd
Salary: £45k
UK-London 04 Sep
Company: Our client is a subsidiary of a well known UK based Investment bank with over £4billion funds under management.
Senior tax Consultant
AP Executive
Salary: £0-40000
Luxembourg 04 Sep
A senior tax consultant is sought for a medium-size company specialising in the provision of tax advice to national and inter...
Employee Relations Advisory Specialist
UBS AG
Salary: Competitive
UK-London 04 Sep
Employee Relations Advisory (ER) Specialists are part of a team within the Human Resource area providing technical expertise...
Accountant - Reconciliation & Financial Compliance
Ambition
Salary: 50,000 - 60,000
Singapore 04 Sep
MNC Logistics Giant
Compliance Manager
GRS Group
Salary: Up to £90,000 + Bens
UK-London 04 Sep
We are currently working on behalf of a well established alternative Investment firm who ...
ASSET MANAGEMENT COMPLIANCE MONITORING OFFICER
McGregor Boyall
Salary: £70K-£80K
UK-London 04 Sep
Excellent opportunity has arisen for an Asset Management Regulatory professional to undertake extensive testing and monitorin...
Compliance Products Specialist- Wealth Management
Morgan McKinley
Salary: Excellent
UK-London 04 Sep
A leading, global wealth manager requires an experienced Compliance Products specialist to provide in-depth technical advisor...
Head of Compliance - Monitoring and Testing
Morgan McKinley
Salary: Top Tier Total renumerati...
UK-London 04 Sep
This is an exciting opportunity for an individual to lead the London arm of an international team, to create and execute det...
Senior Compliance Advisor/Manager - AM
Morgan McKinley
Salary: Competitive - excellent p...
UK-London 04 Sep
Our client, a thriving Global Asset Management house is recruiting for a senior compliance manager to advise the business on...
Central Compliance – Asset Management
Morgan McKinley
Salary: £40-65k basic plus excell...
UK-London 04 Sep
Our client, a top tier Asset Management house require a Senior compliance analyst to join their central compliance team.
KYC / AML Specialist
Morgan McKinley
Salary: Excellent
UK-South East 04 Sep
Our client- a successful hedge fund require s a dedicated standalone KYC / AML Specialist to provide first class complian...
Senior Compliance Monitoring Officer
Morgan McKinley
Salary: Excellent
UK-London 04 Sep
Our client – a top tier investment bank – requires an experienced Compliance Specialist to join their Operations Compliance...
Compliance Analyst
Morgan McKinley
Salary: Up to 60,000 dependent up...
UK-London 04 Sep
We have an excellent opportunity for a compliance candidate with Monitoring and Review experience within a financial services...
Senior Control Room Officer- Investment Banking.
Morgan McKinley
Salary: Excellent
UK-London 04 Sep
A leading, global investment bank requires an experienced Compliance specialist to join their Advisory and Central Compliance...
Senior Professional Support Lawyer
Morgan McKinley
Salary: COMPETITIVE
UK-London 04 Sep
A well established financial institution in the City is looking for a senior Professional Support Lawyer to join its Corporat...
Banking Lawyer
Morgan McKinley
Salary: COMPETITIVE
UK-London 04 Sep
A well established financial institution in the City is looking for mid-level banking and finance lawyers to join its Corpora...
RETAIL COMPLIANCE ADVISOR
McGregor Boyall
Salary: £COMPETITIVE
UK-London 04 Sep
A Retail Compliance Advisor is currently sought by this highly reputable name in the asset management industry. Aspects of...
Head of Compliance Policy
Oldbury Howard Limited
Salary: £80 - 85 000 basic plus b...
UK-London 04 Sep
Leading FTSE 100 Asset Management house require Head of Compliance Policy with significant Collective Investment Scheme knowl...
VP, Documentation Manager - Commodities
Profile Search & Selectio...
Salary: Competitive base salary p...
Singapore 04 Sep
The Commodities Group is a market leader in providing innovative risk management solutions for their clients. The group trade...
Manager / Senior Manager: Financial Services Regulatory Practice - Compliance - Insurance (LONDON)
Hanover Search and Select...
Salary: Excellent Package
UK-London 04 Sep
* Outstanding opportunity to join a world-class leading financial services regulatory team *
Investment Compliance Analyst
Investit
Salary: Competitive
UK-London 04 Sep
One of the leading providers of Asset services is currently looking for an Investment Compliance Analyst to join their Perfor...
Legal and Corporate Administrator - Funds (M/F)
Robert Half SARL (Luxembo...
Salary: .
Luxembourg 04 Sep
Our client, a small subsidiary of a large international bank, is currently looking to recruit a Legal and Corporate Administr...
Legal Officer - Funds (M/F)
Robert Half SARL (Luxembo...
Salary: .
Luxembourg 04 Sep
Our client, a small Asset Manager which is part of a large, well-known bank, is currently looking to recruit a Legal Officer...
FUND COMPLIANCE OFFICER,MIG 21,UCITS,COMPLIANCE DEPARTMENT,LUXEMBOURG
Huxley Associates
Salary: Negotiable
Luxembourg 04 Sep
Follow-up of restriction control and investment policies of our clients
Head of Compliance
Robert Half International...
Salary: Highly Competitive Tax Fr...
UAE-Dubai 04 Sep
An exciting opportunity has arisen for a Chief Financial Officer within an established asset management firm in Dubai. Our c...
Fund Accounting Specialist / Senior Specialist
Barclays Global Investors...
Salary: Competitive
Japan-Tokyo 04 Sep
The Barclays Global Investors group is today one of the world’s largest fund managers. BGI, an asset management arm of Barcl...
Senior Lawyer - Metals and Energy Capital (Sydney)
Robert Walters Australia
Salary: $150k +
Australia-Sydney 04 Sep
Macquarie’s Treasury & Commodities Group is looking for a lawyer to join the Sydney office supporting the work of our Metals...
Jobs: Compliance / Legal (181-210 of 507 Jobs)